Paul Lombroso, M.D.
Child Study Center, Yale University School of Medicine
New techniques in the field of neuroscience are now being applied to
the study of how the human brain develops under normal or abnormal circumstances.
These are exciting developments that will have a tremendous impact on our
understanding of childhood psychiatric disorders, and how we care for these
children. As child psychiatrists, it is important to appreciate some of
the recent advances in these areas. I have chosen to discuss how neuroimaging
techniques are allowing researchers to get a much more refined definition
of how the brain works, and how recent advances in genetics permit us to
understand the underlying molecular basis of many neuropsychiatric disorders.
The practice of child and adolescent psychiatry and allied professions
will certainly be shaped by this new knowledge, and it will become increasing
important for us to link new findings from laboratory research and the
consulting room.
A key controversy in child psychiatry over the past fifty years
has been the dispute over whether nature or nurture are more important
for determining child development. Few topics have aroused more passion
or displayed such swings of the pendulum as the debate over genetic and
environmental influences on how the brain develops. Which one reigns supreme
in its contribution to the normal or abnormal growth of our children?
The history of research on autism is an excellent area to get
a feel for the intensity of this debate. The core symptoms of this disorder
were first described by Leo Kanner in 1943. He speculated that the core
symptoms of autistic children had a biological basis. Perhaps the inability
to develop social attachments was an innate neurological feature.
However, he also commented on the parents of autistic children,
who occasionally displayed peculiar personality traits. Unfortunately,
it was his commentary on the parents of autistic children that led others
to theorize that inadequate parenting could cause autism. Thus begin an
era in which “refrigerator mothers” were held responsible for inducing
autistic behaviors in their offspring. During the 1970s and 1980s however,
the pendulum slowly swung back as genetic studies suggested that other
factors contributed to the etiology of autism.
Today, the question is no longer whether nature or nurture is
more important in the expression of childhood neuropsychiatric disorders.
Both are viewed as critically important. It is clear that some genetic
mutations are so disruptive that regardless of environment the brain is
destined to develop abnormally. More typically, however, it is the interplay
between these two factors that determines whether a child will develop
normally or abnormally. Similarly, there are times when the extent of environmental
deprivation is so extreme that neurological impairments emerge despite
the adequacy of the underlying genetic plan. For the typical family and
typical child, it is the interplay between these two factors that shapes
the development of the CNS and the unfolding of cognitive and social skills
over the first few decades of life.
Some of the strongest arguments for the contribution of both
genetic and environmental factors to neurological development come from
twin studies. Monozygotic twins have much higher concordance rates when
compared to dizygotic twins for many physical traits, cognitive skills,
and the development of psychiatric disorders. However, it is rare for the
concordance rate among monozygotic twins to exceed 50% suggesting that
environmental factors are also etiologically important.
One type of neurological disorder which both environmental and
genetic factors clearly contribute is autoimmune disorders that affect
the CNS. Recently, there have been several reports suggesting that some
cases of Tourette syndrome and obsessive compulsive disorder are autoimmune
disorders that result from prior exposure and immune responses to streptococci
infection. Although these individuals produce antibodies against streptococci
in a normal fashion, the antibodies also cross-react with proteins in the
CNS in addition to the streptococci specific molecules. As a consequence
of this cross-reactivity with self antigens, the CNS is compromised and
neurological symptoms emerge. This mechanism for causing autoimmune related
diseases has more generally been referred to as the molecular mimicry hypothesis.
It has been speculated that repeated infections in vulnerable individuals
can exacerbate clinical symptoms, and this is one explanation for why symptoms
in these disorders often wax and wane. However, the evidence for this hypothesis
has not been generated yet in the laboratory, and we must await these results
before subscribing to this particular theory.
The neuroscientist and the clinician share a fascination with
how to link the inner world of the child with emerging knowledge on how
the brain develops its capacity for thought, feelings, and expression.
Over the past two decades, our basic understanding of the biological and
environmental factors that influence brain development has grown dramatically.
The clinician no longer has to choose between nature and nurture, but can
appreciate their interaction in the understanding of normal or abnormal
development. In this new age, basic neuroscience techniques have begun
to reveal the continuous interplay between the child’s unfolding genetic
program and the complexities of experience and activity-mediated changes
in the cells of the brain.
High resolution neuroimaging techniques such as functional magnetic
resonance imaging (fMRI) show us the changes in neuronal activity within
brain nuclei, the concentrations of different neurotransmitters and other
neuromodulators while an individual is speaking, listening or learning
new tasks. We have reached a new level of understanding of how complex
brain functions are localized in normal individuals, and individuals who
have different disorders. These techniques are being applied to children
with disorders such as Tourette syndrome or dyslexia, and the results are
helping investigators determine what neural networks may be involved.
One area of active research relates to the development of higher
cognitive skills. In an effort to better understand normal cognitive development,
researchers often study abnormal development. For example, to better understand
the development of language, investigators have turned to individuals with
normal hearing as well as individuals who are born deaf. What leads to
certain parts of the brain being dedicated to certain cognitive skills?
In dear individuals, what happens to brain regions that are normally dedicated
to auditory processing? Does it simply disappear, never having developed
properly, or do they get taken over and dedicated to other sensory modalities?
Functional MRIs have allow this question to be addressed. This
neuroimaging technique allows researchers to measure the amount of activity
that occurs in different regions of the brain. If a certain brain region
is metabolically active while a subject performs a particular cognitive
or motor activity, it is presumed that the brain area is critical for that
task. The experiments must be carefully designed to assure that one is
actually measuring what it is you want to measure and not an associated
feature.
When normal individuals are asked to listen to spoken language,
areas that light up intensely are Heschl’s gyrus and the associated Brocca’s
and Wernicke’s areas. These regions either within or close to the temporal
lobes has been known for many years to be involved in the processing of
language. Therefore, it was of interest to know what happens to this area
if you are born deaf. Research in the laboratory of Helen Neville has looked
at this question. It turns out that there is an increase in visually evoked
responses in these regions. By studying how these changes come about in
infancy, it has been determined that young infants normally show visually
evoked responses over large areas of the cortex, and these become restricted
to classical visual areas during the first 2-3 years of life. This does
not occur in children born deaf. There is no significant decrease in Heschl’s
volume, rather, the region is rededicated to processing visual information.
If deafness occurs after this plastic period, however, deaf individuals
do not show visually evoked activity in auditory areas. This underscores
an important maxim developmental neuroscience which states that there are
critical periods during which neuronal growth and synaptic connections
normally form and become stabilized. At the extreme of this idea is that
abnormal sensory inputs during infancy can substantially alter the types
of connections that are established.
Neurobiologists have long been interested in determining how
this occurs. The early development of the brain involves the following
important steps. Neurons are born early during gestation and soon differentiate
into their final cellular type. They then begin to migrate to their final
brain destinations, and grow axons roughly to the appropriate targets.
These events occur during gestation and are mostly complete by birth. They
rely primarily on intrinsic factors within the CNS and are largely independent
of environmental events. This is not to say that environmental factors
such as drugs, alcohol, and viral illnesses cannot disrupt normal brain
development. They can if they occur during critical periods of neurogenesis
and migration while the fetus is growing.
After birth, the next phase of neurological development begins.
This consists of the laying done of proper synaptic connections between
interacting neurons. Environmental factors become critically important
during this stage of brain maturation. In humans and other mammals, following
birth there is a dramatic increase in the number of synapses. The specificity
of neuronal connections is then refined during early postnatal life. Experimental
data have shown conclusively that neuronal activity is critical for refining
and stabilizing correct synaptic connections. Thus, once the initial circuitry
of the CNS is guided by intrinsic factors into roughly correct patterns,
sensory inputs drive patterns of neural activity that further specify connections
between neurons.
A very important series of experiments were conducted in the
nineteen sixties and seventies by the Torsten Wiesel and David Hubel, for
which they received the Nobel Prize in 1981. The most important result
of their work was that early visual experiences are critical factors for
the eventual organization of the adult visual cortex. The primary visual
cortex receives input from the two eyes via a relay in the thalamic visual
area. Like all cortex, the primary visual cortex is a layered structure,
with visual input forming synapses on neurons in layer 4. Initially, synaptic
input into the visual cortex is homogeneous. As visual input occurs, there
is a clear separation of input from the right and left eyes into alternative
bands that Hubel and Wiesel called ocular dominance columns.
The early work on the visual cortex demonstrated that the normal
segregation of inputs that is present later in adult brains requires visual
input, and that this activity must occur during a particular window of
time. If the animal grows with input from only one eye, than the neurons
in layer 4 respond only to that eye and not at all to the other. As a result,
very little territory will be dedicated to the unused eye.
Another critical result of this work was to demonstrate that
this ability to reorganize the pattern of inputs is limited over time.
Restricting vision to only one eye in adult animals has little effect on
the organization of inputs to the primary visual cortex. Moreover, a return
to normal, binocular visual experience in the adult cannot repair the abnormal
organization of inputs to visual cortex resulting from early visual deprivation.
The period of time during which the normal establishment of ocular dominance
columns may be disrupted is called the “critical period.”
Deficits in our ability to see occur if we do not experience
normal vision during these early months and years of our lives. A dramatic
example of this is seen in infants who are born with congenital cataracts.
These children do not have normal visual inputs through the affected eye.
If the cataract is not removed early but is allowed to remain in place
for several years before it is removed, the child will never be able to
see through that eye, a condition referred to as amblyopia. This is obviously
in contrast to what happens in adult life. The adult who develops a cataract
late in life slowly loses sight through that eye. However, once it is removed
normal vision returns.
The visual cortex has been the most extensively studied area
of the cerebral cortex. It is reasonable to ask whether other regions of
the brain develop in similar ways, and require neural activity to develop
normally. We discussed earlier how in brains of deaf children regions that
normally belong to the auditory system now respond to visual inputs. A
second example comes from children who are bilingual from an early age.
The acquisition of language during the first several years of
life underscores how important early activity is to the organization of
the brain. Functional MRIs have been used to determine the spatial relationship
of language centers in individuals who have learned their own language
as well as a second language. If a child learns a second language early
in life, both the native and second language are represented in the same
cortical region. In contrast, when a second language is acquired as an
adult, a new language center is established in the cortex that is clearly
separated from the native language center. Although these findings do not
yet explain why young children are able to learn a new language more easily
than older individuals, it does support the findings that early experiences
affect the way the brain develops.
The work from a number of laboratories have provided compelling
evidence that certain growth factors may play and important role in much
of the activity-dependent growth and development of neuronal structure.
These small signaling molecules have long been known to play critical roles
in their ability to promote neuronal survival, and for their ability to
guide axonal growth. More recent investigations have demonstrated that
the same growth factors are able to regulate the extent of dendritic growth,
and whether particular neurons will be pruned away. Much of the strengthening
of neuronal contacts appears to be mediated by growth factors. This is
an area that is only now being explored, and is one mechanism by which
an environmental factor (visual input for example) will influence the pattern
of cortical growth, presumable leading to strengthening certain cognitive
skills.
It appears then that if you do not reinforce certain synaptic
connections early in development, they are unlikely to develop later in
life. Although much of this work as been performed in the visual and somatosensory
areas of the cortex, it is reasonable to assume that similar patters are
established in other brain regions.
What happens if you stimulate synaptic growth early during development
by exposing the child to novel or different experiences? Does exposing
our children to ’enriched’ experiences early in life lead to smarter adults?
Researchers in Fred Gage’s laboratory have begun to answer these
questions. What is the extent of neuroanatomical plasticity that occurs
in the brains of mice reared in an enriched environment? Mice have
been raised in special cages that contain a number of additional items,
such as wheels, toys, and tunnels. There is little doubt that this type
of enrichment is very different from their normal environment in the wild.
However, it is a considerable improvement over the starkness of the control
cages.
The brains of the animals raised in the “enriched environment”
were compared to the brains of litter mates raised in the control conditions.
A number of significant morphological changes in brain growth were found
in the hippocampi of mice raised in the enriched environments. These included
an increase not only in the number of neurons present, but also in the
overall volume of the hippocampus. The experimental animals were also found
to have improved ability to learn new tasks. Similar experiments have shown
an increase in the extent of dendritic arborization and the number of supporting
glial cells in enriched environment can have a substantial effect on how
the hippocampus develops and wires itself during critical periods of maturation.
The review has focused mainly on environmental factors. We are
now beginning to appreciate the importance of genetic factors in neurological
development. Recent work in several developmental disorders has led to
the isolation of the genes that are thought to cause these disorders. One
example of this is fragile X syndrome which is the most common form of
inherited mental retardation. The gene that causes this disorder was recently
isolated, and studies are now underway in several laboratories to determine
the function of the protein that it encodes. Other examples of developmental
disorders that have a known genetic cause include Prader-Willi syndrome,
Angelman syndrome, and several forms of lissencephaly. A number of laboratories
have reported that they are close to isolating genes that contribute to
autism, Tourette syndrome, and some forms of dyslexia.
We are entering a new age in child psychiatry in which it is
becoming important to become familiar with recent developments in neuroscience,
especially if one is interested in understanding the etiology of various
childhood neuropsychiatric disorders. Many of us were not interested in
neuroimaging techniques, in molecular biology, or in neural networks when
we began our life long interest in children and their psychiatric difficulties.
It is becoming clear, however, we will need to pay attention to these studies
that are going to clarify the intricacies of both normal and abnormal development
during the first years of life.
Portions of this article were adapted from a series of columns
on development and neuroscience that has appeared in the Journal of the
American Academy of Child and Adolescent Psychiatry. |